MPCS 50103 — Lecture 13

Graph Theory

You may be familiar with graphs as either graphical charts of data or from calculus in the form of visualizing functions in some 2D or 3D space. Neither of these are the graphs that are discussed in graph theory.

We've actually already seen two examples where graphs snuck in. The first is from our application of the pigeonhole principle to a problem about whether two people know each other or don't know each other at a party. The second is from the example of our ambitious travelling salesperson, who wants to visit as many cities as possible with the least cost.

Both of these examples model relationships between sets of objects. In the first case, we are modelling what's basically a social network. Our objects are people and the relationships are described as: two people are connected by either a "knows each other" relationship or a "doesn't know each other" relationship. In the second case, our objects are cities and their relationship is described not only by a connection, but by a weight or cost on that connection, representing the cost to travel between the two cities.

A graph $G = (V,E)$ is a pair with a non-empty set of vertices $V$ together with a set of edges $E$. An edge $e \in E$ is an unordered pair $(u,v)$ of vertices $u,v \in V$.

This graph is called the Petersen graph. The Petersen graph is a particularly interesting graph, not just because it looks neat, but because it happens to be a common counterexample for many results in graph theory.

Note that, since edges are unordered, we really should be writing them as $\{u,v\}$, but we don't.

One can define graphs more generally and then restrict consideration to our particular definition of graphs, which would usually be then called simple graphs. The more general definition of graphs allows for things like multiple edges between vertices or loops. Other enhancements may include asymmetric edges (which we call directed edges), equipping edges with weights, and even generalizing edges to hyperedges that relate more than two vertices. Instead, what we do is start with the most basic version of a graph, from which we can augment our definition with the more fancy features if necessary (it will not be necessary in this course).

Two vertices $u$ and $v$ of a graph $G$ are adjacent if they are joined by an edge $(u,v)$. We say the edge $(u,v)$ is incident to $u$ and $v$.

Two vertices $u$ and $v$ are neighbours if they are adjacent. The neighbourhood of a vertex $v$ is the set of neighbours of $v$ $$N(v) = \{u \in V \mid (u,v) \in E\}.$$ We can extend this definition to sets of vertices $A \subseteq V$ by $$N(A) = \bigcup_{v \in A} N(v).$$

The degree of a vertex $v$ in $G$, denoted $\deg(v)$, is the number of its neighbours. A graph $G$ is $k$-regular if every vertex in $G$ has degree $k$.

Observe that every vertex in the Petersen graph has degree 3, so the Petersen graph is 3-regular, or cubic.

The following results are some of the first graph theory results, proved by Leonhard Euler in 1736.

Let $G = (V,E)$ be an undirected graph. Then $$\sum_{v \in V} \deg(v) = 2 \cdot |E|.$$

Every edge $(u,v)$ is incident to exactly two vertices: $u$ and $v$. Therefore, each edge contributes 2 to the sum of the degrees of the vertices in the graph.

Let $G$ be a graph. Then the number of vertices of odd degree in $G$ is even.

Let $V_1, V_2 \subseteq V$ be the sets of odd and even vertices of $G$, respectively. Then $$2|E| = \sum_{v \in V_1} \deg(v) + \sum_{v \in V_2} \deg(v).$$ We observe that since $\deg(v)$ for $v \in V_2$ is even, then the sum $\sum_{v \in V_2} \deg(v)$ is even. Then since $2|E|$ is even, this must mean that the sum $\sum_{v \in V_1} \deg(v)$ is even. But since $\deg(v)$ is odd for $v \in V_1$, this implies that $|V_1|$ must be even.

It's the corollary that gives the name for the handshaking lemma. When rephrased as a bunch of people shaking hands, the lemma says that there must be an even number of people who have shaken an odd number of hands.

The complete graph on $n$ vertices is the graph $K_n = (V,E)$, where $|V| = n$ and $$E = \{(u,v) \mid u,v \in V\}.$$ That is, every pair of vertices are neighbours.

The cycle graph on $n$ vertices is the graph $C_n = (V,E)$ where $V = \{v_1, v_2, \dots, v_n\}$ and $E = \{(v_i,v_j) \mid j = i + 1 \bmod n\}$. It's named so because the most obvious way to draw the graph is with the vertices arranged in order, on a circle.

The $n$-(hyper)cube graph is the graph $Q_n = (V,E)$, where $V = \{0,1\}^n$ (i.e., binary strings of length $n$) and $(u,v)$ is an edge if, for $u = a_1 a_2 \cdots a_n$ and $v = b_1 b_2 \cdots b_n$, there exists an index $i, 1 \leq i \leq n$ such that $a_i \neq b_i$ and $a_j = b_j$ for all $j \neq i$. In other words, $u$ and $v$ differ in exactly one symbol.

It's called a cube (or hypercube) because one of the ways to draw it is to arrange the vertices and edges so that they form the $n$th-dimensional cube.

Graph isomorphism

Consider the following graphs.

These two graphs happen to be the "same". Furthermore, it turns out that these are also basically the same graph as $Q_3$, or at least, we feel that it should be. This means we don't need to necessarily draw a $3$-cube like a cube (and we certainly wouldn't expect this for $n \gt 3$).

Although the visual representation of the graph is very convenient, it is sometimes misleading, because we're limited to 2D drawings. In fact, there is a vast area of research devoted to graph drawing and the mathematics of embedding graphs in two dimensions. The point of this is that two graphs may look very different, but turn out to be the same.

But even more fundamental than that, we intuitively understand that just because the graph isn't exactly the same (i.e., the vertices are named something differently) doesn't mean that we don't want to consider them equivalent. So how do we discuss whether two graphs are basically the same, just with different names or drawings?

An isomorphism between two graphs $G_1 = (V_1,E_1)$ and $G_2 = (V_2,E_2)$ is a bijection $f:V_1 \to V_2$ which preserves adjacency. That is, for all vertices $u,v \in V_1$, $u$ is adjacent to $v$ in $G$ if and only if $f(u)$ and $f(v)$ are adjacent in $G_2$. Two graphs $G_1$ and $G_2$ are isomorphic if there exists an isomorphism between them, denoted $G_1 \cong G_2$.

In other words, we consider two graphs to be the "same" or equivalent if we can map every vertex to the other graph such that the adjacency relationship is preserved. In practice, this amounts to a "renaming" of the vertices, which is what we typically mean when we say that two objects are isomorphic. Of course, this really means that the edges are preserved.

Consider the following graphs $G_1 = (V_1, E_1)$ and $G_2 = (V_2, E_2)$.

We will show that these two graphs are isomorphic by defining a bijective function $f:V_1 \to V_2$ which preserves adjacency: \begin{align*} f(a_0) &= u_0 & f(a_1) &= v_3 & f(a_2) &= u_2 & f(a_3) &= v_1 \\ f(b_0) &= v_2 & f(b_1) &= u_1 & f(b_2) &= v_0 & f(b_3) &= u_3 \\ \end{align*} This is a bijection, since every vertex in $V_1$ is paired with a vertex in $V_2$. We then verify that this bijection preserves adjacency by checking each edge under the bijection: \begin{align*} (f(a_0),f(b_1)) &= (u_0,u_1) & (f(a_0),f(b_2)) &= (u_0,v_0) & (f(a_0),f(b_3)) &= (u_0,u_3) \\ (f(a_1),f(b_0)) &= (v_3,v_2) & (f(a_1),f(b_2)) &= (v_3,v_0) & (f(a_1),f(b_3)) &= (v_3,u_3) \\ (f(a_2),f(b_0)) &= (u_2,v_2) & (f(a_2),f(b_1)) &= (u_2,u_1) & (f(a_2),f(b_3)) &= (u_2,u_3) \\ (f(a_3),f(b_0)) &= (v_1,v_2) & (f(a_3),f(b_1)) &= (v_1,u_1) & (f(a_3),f(b_2)) &= (v_1,v_0) \end{align*}

We can take the idea that the vertices and their adjacency defines a graph and come up with a way represent a graph using only this information.

The adjacency matrix $A$ of a graph $G = (V,E)$ with $V = \{v_1, v_2, \dots, v_n\}$ is an $n \times n$ matrix such that $$A_{i,j} = \begin{cases} 1 &\text{if $(v_i, v_j) \in E$,} \\ 0 &\text{otherwise.} \end{cases}$$

So in the above graph $G_1$, we arbitrarily assign rows/columns 1 through 8 by $a_0, a_1, a_2, a_3, b_0, b_1, b_2, b_3$, and we get the following adjacency matrix, $$\begin{pmatrix} 0 & 0 & 0 & 0 & 0 & 1 & 1 & 1 \\ 0 & 0 & 0 & 0 & 1 & 0 & 1 & 1 \\ 0 & 0 & 0 & 0 & 1 & 1 & 0 & 1 \\ 0 & 0 & 0 & 0 & 1 & 1 & 1 & 0 \\ 0 & 1 & 1 & 1 & 0 & 0 & 0 & 0 \\ 1 & 0 & 1 & 1 & 0 & 0 & 0 & 0 \\ 1 & 1 & 0 & 1 & 0 & 0 & 0 & 0 \\ 1 & 1 & 1 & 0 & 0 & 0 & 0 & 0 \end{pmatrix}$$ Then, if we apply our bijection $f$, we end up with the same adjacency matrix for $G_2$.

What is neat about the adjacency matrix is that it's easily extended to fancier definitions of graphs if we wish. For instance, if we want to consider graphs with multiple edges, we can make this a matrix with integer entries instead of just 0 and 1. Or if we want to represent a directed graph, then we can make the $(i,j)$th entry correspond to the edge $(i,j)$, which would not have to be symmetric with the $(j,i)$th entry.

So an obvious and fundamental problem that arises from this definition is: Given two graphs $G_1$ and $G_2$, are they isomorphic? The obvious answer is that we just need to come up with an isomorphism or show that one doesn't exist. Unfortunately, there are $n!$ possible such mappings we would need to check.

There are a few ways we can rule out that graphs aren't the same, via properties that we call isomorphism invariants. There are properties of the graph that can't change via an isomorphism, like the number of vertices or edges in a graph.

A $k$-colouring of a graph is a function $c : V \to \{1,2,\dots,k\}$ such that if $(u,v) \in E$, then $c(u) \neq c(v)$. That is, adjacent vertices receive different colours. A graph is $k$-colourable if there exists a $k$-colouring for $G$.

We will use $k$-colourability as an invariant to show that two graphs are not isomorphic.

Consider the following two graphs, $G_1$ and $G_2$.

First, we observe that both graphs have 6 vertices and and 9 edges and both graphs are 3-regular. However, we will show that $G_1$ is 2-colourable and $G_2$ is not. To see that $G_1$ is 2-colourable, we observe that the vertices along the top row can be assigned the same colour because they are not adjacent to each other. Similarly, the vertices along the bottom can be assigned a second colour.

However, $G_2$ contains two triangles and by definition, the vertices belonging to the same triangle must be coloured with 3 different colours. Since $G_2$ is not 2-colourable, the adjacency relationship among the vertices is not preserved.

What we would like is some easy to compute graph invariants that tell us that we do have an isomorphism, so we don't have to search over $n!$ different possible mappings. Unfortunately, we don't know of any that exist, so graph isomorphism remains difficult to solve. The question of exactly how difficult of a problem it is is also still an open question. First, let's define the notion of a subgraph.

A graph $G' = (V',E')$ is a subgraph of a graph $G = (V,E)$ if $V' \subseteq V$ and $E' \subseteq E$. The subgraph induced by a subset $V' \subseteq V$ is the largest subgraph of $G$ with vertex set $V'$. We say that $G'$ is a spanning subgraph if $V' = V$.

Consider the graphs from Example 13.14. One graph contains $K_3$ as a subgraph (or alternatively contains a subgraph isomorphic to $K_3$), while the other does not.

The subgraph isomorphism problem asks whether given graphs $G$ and $H$ whether there is a subgraph of $G$ that is isomorphic to $H$. This problem is known to be hard to solve: it's NP-complete, which means that if we have a solution for the problem, we can check it efficiently, but we have no efficient algorithms for solving it. It's not hard to see that graph isomorphism is a special case of subgraph isomorphism.